It’s easy to become an approved broker with MMC Wholesale.

After completing your company information on the following pages a few forms will be prepared and sent to you for signatures, including:

  • Broker Application
  • Broker Agreement
  • Fair Lending Policy
  • Zero Tolerance Loan Fraud Policy Statement
  • Authorization to pull background and credit report
  • Statement RE: Legal Actions & Denial Of Participation List Compliance
  • FACTA Red Flag Rules & Privacy Information
  • Compliance Acknowledgement
  • Compensation Plan
  • W-9 Form

When you are returning the signed Broker Application, etc. as described above, please include the following items:

  • Company Financial Statements covering the last fiscal year (12 months)
    • Profit and Loss (P&L)
    • Balance Sheet
  • List of NMLS ID # for Company and all loan originators
  • Resumes of Principals and key staff of the company
  • Quality Control Plan
  • Articles of Incorporation, Partnership Agreement, or LLC paperwork
  • Errors & Omissions Insurance or Surety Bond (if applicable)
  • Copy of the Borrower/Broker Agreement you provide to borrowers
  • Resolution of the Board of Directors (if applicable)

We will collect these documents and information from you after you fill out the next few pages so please gather these items and prepare to return with the signed Broker Application, etc.

If you have questions, contact your MMC Wholesale Representative or email: or call 844-662-5363